DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Future Bright
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Ryan Johnson | Raymond James Financial Services Advisors, Inc BD affiliated | Future Bright independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2019 | Jan 22, 2019 |
| Ross David Almlie | Contego Capital Group, Inc. independent RIA | Future Bright independent RIA | RIA to RIA | May 8, 2015 | May 13, 2015 |
| Patrick Joseph Moore | Northwestern Mutual Investment Services,LLC other | Future Bright independent RIA | Other | Mar 3, 2015 | Jul 15, 2015 (134 d) |
Page 1 of 1
3 moves match.