DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Larimer Capital Corporation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael T Cleary | Cetera Advisors LLC other | Larimer Capital Corporation other | Other | Nov 2, 2016 | Feb 2, 2017 (92 d) |
| Cathy Louise Nowalk | Ameriprise Financial Services, LLC national BD | Larimer Capital Corporation other | Other | Oct 3, 2014 | Jan 6, 2015 (95 d) |
| David Andrew Henderson | First Allied Advisory Services, Inc. other | Larimer Capital Corporation other | Other | Dec 10, 2012 | Nov 27, 2012 |
| Gerard Thomas Oloughlin | Cincinnati Analysts, Inc other | Larimer Capital Corporation other | Other | Apr 27, 2010 | May 3, 2010 |
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4 moves match.