DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mid-Atlantic Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kenyon Lee Allman	Raymond James & Associates, Inc. national BD	Mid-Atlantic Securities, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Jul 5, 2018	Jul 5, 2018
Glenn Frederick Verity	Chesapeake Wealth Management other	Mid-Atlantic Securities, Inc. independent RIA	Other	Mar 28, 2018	May 19, 2021 (1148 d)
Wendy Sue Pauley	Wells Fargo Advisors wirehouse	Mid-Atlantic Securities, Inc. other	Other	May 28, 2009	Oct 25, 2010 (515 d)
Cathy Lynn Poe	Bb&T Investment Services, Inc. no RAUM	Mid-Atlantic Securities, Inc. other	Other	May 6, 2009	Feb 22, 2010 (292 d)
Richard Todd Harrington	Raymond James Financial Services, Inc. unclassified	Mid-Atlantic Securities, Inc. other	Other	Apr 1, 2008	Apr 1, 2008
Blanchard Irving Granville	Mai Corporation unclassified	Mid-Atlantic Securities, Inc. other	Other	Jun 17, 2004	Apr 14, 2009 (1762 d)
James Bunyon Glover	Mai Corporation unclassified	Mid-Atlantic Securities, Inc. independent RIA	Other	Jun 16, 2004	Dec 22, 2021 (6398 d)
Rosilyn Hoffman Overton	Mai Corporation unclassified	Mid-Atlantic Securities, Inc. other	Other	Jun 16, 2004	May 30, 2008 (1444 d)
John Dominic Zaleski	Mai Corporation unclassified	Mid-Atlantic Securities, Inc. other	Other	Jun 15, 2004	Aug 6, 2004 (52 d)
John Bradford Miller	Raymond James Financial Services, Inc. unclassified	Mid-Atlantic Securities, Inc. other	Other	Sep 17, 2002	Jun 25, 2007 (1742 d)

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10 moves match.