DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Arcwood Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Matthew Riley | Strategy Financial Group independent RIA | Arcwood Financial, LLC institutional | Other | Aug 20, 2024 | Oct 17, 2024 (58 d) |
| Clayton Paul Netherlin | Charles Schwab & Co., Inc. national BD | Arcwood Financial, LLC institutional | Other | May 28, 2018 | Jan 25, 2019 (242 d) |
| Peter Laurence Rowe | United Planners' Financial Services Of America A Limited Partner other | Arcwood Financial, LLC institutional | Other | Oct 28, 2016 | Oct 14, 2015 |
| Brandon Thomas Oliver | United Planners' Financial Services Of America A Limited Partner other | Arcwood Financial, LLC institutional | Other | Oct 28, 2016 | Aug 24, 2015 |
| George Lewis Grombacher | MML Investors Services, LLC other | Arcwood Financial, LLC institutional | Other | Jun 24, 2016 | Jul 7, 2016 |
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5 moves match.