DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mariner Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Debra J Light | Moneta Group Investment Advisors, LLC other | Mariner Wealth Advisors other | Other | Mar 31, 2016 | Mar 29, 2016 |
| Timothy Daniel Harden | Visionary Wealth Advisors, LLC other | Mariner Wealth Advisors other | Other | Jan 29, 2016 | Feb 8, 2016 |
| Stephen C Dolan | Pnc Wealth Management other | Mariner Wealth Advisors other | Other | Jul 16, 2015 | Nov 5, 2015 (112 d) |
| Patrick Joseph Howley | Moneta Group Investment Advisors, LLC other | Mariner Wealth Advisors no RAUM | Other | Jun 30, 2015 | Jun 22, 2015 |
| Betsy E Dow | Moneta Group Investment Advisors, LLC other | Mariner Wealth Advisors no RAUM | Other | Jun 30, 2015 | Jun 22, 2015 |
| Matthew Douglas Fisher | Moneta Group Investment Advisors, LLC other | Mariner Wealth Advisors no RAUM | Other | Jun 30, 2015 | Jun 16, 2015 |
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6 moves match.