DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Clare Market Investments, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ridha Durrani | Citigroup Global Markets Inc. BD affiliated | Clare Market Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2023 | Apr 20, 2023 |
| Alan Lee Haworth | Oppenheimer & Co. Inc. BD affiliated | Clare Market Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2018 | Sep 10, 2018 |
| Robin Lott | Oppenheimer & Co. Inc. BD affiliated | Clare Market Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2018 | Sep 11, 2018 |
| Priya N Intwala | Oppenheimer & Co. Inc. BD affiliated | Clare Market Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2018 | Sep 11, 2018 |
| Keith Anderson Rhodus | Mcelhenny Sheffield Capital Management, LLC other | Clare Market Investments, LLC independent RIA | Other | Aug 20, 2014 | Jun 8, 2015 (292 d) |
| Deborah Ann Good | Capital Ideas other | Clare Market Investments, LLC independent RIA | Other | Dec 17, 2010 | Jun 9, 2015 (1635 d) |
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6 moves match.