DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Summit Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James A Wynne | Egi Financial, Inc. independent RIA | Summit Wealth Management LLC independent RIA | RIA to RIA | Oct 22, 2020 | Jan 14, 2020 |
| Kaija Bruveris | Charles Schwab & Co., Inc. national BD | Summit Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2016 | Jan 27, 2017 (43 d) |
| Richard Andrew Weidrick | Symphony Financial Services, Inc. other | Summit Wealth Management LLC independent RIA | Other | Sep 17, 2015 | Aug 11, 2015 |
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3 moves match.