DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Acuity Wealth Management Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Siegfreid Baterina Lauren | Fidelity Personal And Workplace Advisors BD affiliated | Acuity Wealth Management Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2021 | Jan 5, 2022 |
| Nathan David Slyh | Advice And Planning Services BD affiliated | Acuity Wealth Management Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2018 | Jul 16, 2018 |
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2 moves match.