DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Allen & Company Of Florida, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eric J JacksonMorgan Stanley wirehouseAllen & Company Of Florida, LLC independent RIAWirehouse to independent RIAMay 21, 2019Jun 17, 2019
Thomas Alan BixbyMorgan Stanley wirehouseAllen & Company Of Florida, LLC otherOtherMar 7, 2013Mar 18, 2013
William August SloverMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAllen & Company Of Florida, LLC otherOtherSep 24, 2012Oct 2, 2012
Cynthia Megan TysverLanark Financial, Inc. otherAllen & Company Of Florida, LLC otherOtherSep 14, 2012Oct 26, 2012 (42 d)
Terry Lee TolbertMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAllen & Company Of Florida, LLC otherOtherMar 6, 2012Mar 2, 2012
Rose Angela DilecceMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAllen & Company Of Florida, LLC otherOtherMar 5, 2012May 3, 2012 (59 d)
Cynthia Megan TysverSuntrust Investment Services, Inc. otherAllen & Company Of Florida, LLC otherOtherOct 20, 2005Sep 19, 2006 (334 d)
Steven P MctaggartMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAllen & Company Of Florida, LLC otherOtherSep 14, 2005Sep 5, 2006 (356 d)
Lorin David BiceMorgan Stanley Dw Inc. unclassifiedAllen & Company Of Florida, LLC otherOtherAug 9, 2004Sep 5, 2006 (757 d)
Kathryn Marie FrenchMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAllen & Company Of Florida, LLC otherOtherMar 22, 2004Jan 19, 2007 (1033 d)
Cynthia Rae MarotzMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAllen & Company Of Florida, LLC otherOtherJan 6, 2004Oct 5, 2006 (1003 d)
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11 moves match.