DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at American Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kurt Alan Grimmer | Wells Fargo Advisors wirehouse | American Wealth Management, Inc. independent RIA | Wirehouse to independent RIA | Jan 14, 2020 | Mar 18, 2021 (429 d) |
| John Franklyn Lutz Jr. | Yellowstone Partners other | American Wealth Management, Inc. other | Other | Dec 20, 2011 | Dec 20, 2011 |
| Stephen Mautner Rowley | Ameriprise Advisor Services, Inc. unclassified | American Wealth Management, Inc. other | Other | Sep 18, 2009 | Sep 1, 2009 |
| Michael Richard Stryczny | Raymond James Financial Services, Inc. unclassified | American Wealth Management, Inc. other | Other | Apr 22, 2009 | Jan 11, 2010 (264 d) |
| Roger Alan Hyde | Raymond James Financial Services, Inc. unclassified | American Wealth Management, Inc. other | Other | Apr 22, 2009 | Apr 24, 2009 |
| Lee Wright Hollingsworth | Raymond James Financial Services, Inc. unclassified | American Wealth Management, Inc. other | Other | Jun 9, 2005 | Jun 9, 2005 |
| Hasan Ali | Equitable Advisors, LLC national BD | American Wealth Management, Inc. other | Other | May 8, 2003 | Apr 15, 2003 |
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7 moves match.