DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Alamo Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas T Scott | Edward Jones national BD | Alamo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2018 | Sep 6, 2018 |
| Gary Watts | Equitable Advisors, LLC national BD | Alamo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 20, 2016 | Jan 11, 2016 |
| Jeneen Sarah Slack | Osaic Fa, Inc. other | Alamo Capital independent RIA | Other | Sep 23, 2009 | Sep 24, 2009 |
| Marysol Flores Salazar | Citigroup Global Markets Inc. other | Alamo Capital independent RIA | Other | May 6, 2009 | Nov 13, 2009 (191 d) |
| Stephen Ernest Mantzouris | Ameriprise Financial Services, LLC national BD | Alamo Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2003 | Jan 5, 2004 (154 d) |
| M. Benay Curtis-Bauer | Morgan Stanley Dw Inc. unclassified | Alamo Capital independent RIA | Other | Nov 21, 2002 | Sep 27, 2005 (1041 d) |
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6 moves match.