DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Aureum Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Stephen Quealy | Nottingham Advisors Inc. independent RIA | Aureum Wealth Management, LLC independent RIA | RIA to RIA | Dec 4, 2024 | Jan 31, 2025 (58 d) |
| Cindy Pollack | Castle Wealth Management independent RIA | Aureum Wealth Management, LLC independent RIA | RIA to RIA | Feb 2, 2024 | Mar 7, 2024 (34 d) |
| Michael James Bytnar | Bfc Planning, Inc. BD affiliated | Aureum Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2019 | May 1, 2019 |
| Cory Francis Lyon | Wipfli Financial Advisors, LLC other | Aureum Wealth Management, LLC independent RIA | Other | Dec 2, 2016 | Feb 2, 2021 (1523 d) |
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4 moves match.