DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Quadrant Private Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark A Cecchini | Compound Planning, Inc. independent RIA | Quadrant Private Wealth Management, LLC independent RIA | RIA to RIA | May 2, 2024 | May 16, 2024 |
| David Graham Decker | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Quadrant Private Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Feb 24, 2020 | Mar 9, 2020 |
| Paul Henry Francis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Quadrant Private Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Feb 24, 2020 | Feb 26, 2020 |
| Jonathan J Mack | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Quadrant Private Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Feb 18, 2014 | Aug 14, 2018 (1638 d) |
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4 moves match.