DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark A Cecchini
Certified Financial Planner
Feed of 09/14/2026
Also filed as Mark Andrew Cecchini
At current firm
2 y
since May 16, 2024
In the industry
13 y
since Jul 1, 2013 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
n/a
IA exams only
Book size
not public
not estimated here
Signals
4
dated events on this person
Registration history
IAPD current and previous registrations
- Quadrant Private Wealth Management, LLC independent RIA currentsince May 16, 2024 · Center Valley, Pa
- Compound Planning, Inc. independent RIAOct 20, 2023 to May 2, 2024 · New York, Ny
- Compound Advisers, Inc. formerDec 13, 2022 to Nov 27, 2023 · Philadelphia, Pa
- Range Advisory, LLC independent RIAJul 13, 2022 to Sep 26, 2022 · Mclean, Va
- Rockwood Wealth Management, LLC independent RIASep 22, 2021 to May 5, 2022 · New Hope, Pa
- Catalyst Wealth Advisors LLC independent RIAJun 29, 2020 to Aug 31, 2021 · Newport Beach, Ca
- Facet independent RIASep 11, 2019 to Jun 16, 2020 · Marina Del Rey, Ca
- Sbsb Financial Advisors formerApr 20, 2017 to Mar 8, 2018 · Mclean, Va
Moves
a registration end followed by a registration begin elsewhere
- Compound Planning, Inc. to Quadrant Private Wealth Management, LLCleft May 2, 2024, registered May 16, 2024 (14 days) · RIA to RIA
- Compound Advisers, Inc. to Compound Planning, Inc.left Nov 27, 2023, registered Oct 20, 2023 (-38 days) · RIA to RIA
- Range Advisory, LLC to Compound Advisers, Inc.left Sep 26, 2022, registered Dec 13, 2022 (78 days) · Other
- Rockwood Wealth Management, LLC to Range Advisory, LLCleft May 5, 2022, registered Jul 13, 2022 (69 days) · RIA to a newly registered adviser
- Catalyst Wealth Advisors LLC to Rockwood Wealth Management, LLCleft Aug 31, 2021, registered Sep 22, 2021 (22 days) · RIA to RIA
- Facet to Catalyst Wealth Advisors LLCleft Jun 16, 2020, registered Jun 29, 2020 (13 days) · RIA to RIA
- Sbsb Financial Advisors to Facetleft Mar 8, 2018, registered Sep 11, 2019 (552 days) · Other
Signals
- Mark A Cecchini left Compound Planning, Inc. for Quadrant Private Wealth Management, Llc (registered 2024-05-16)May 2, 2024 · Advisor changed firm · fact
- Mark A Cecchini left Compound Advisers, Inc. for Compound Planning, Inc. (registered 2023-10-20)Nov 27, 2023 · Advisor changed firm · fact
- Mark A Cecchini left Range Advisory, Llc for Compound Advisers, Inc. (registered 2022-12-13)Sep 26, 2022 · Advisor changed firm · fact
- Mark A Cecchini left Rockwood Wealth Management, Llc for Range Advisory, Llc (registered 2022-07-13)May 5, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address