DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Yanker Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sampson James Norton | MML Investors Services, LLC BD affiliated | The Yanker Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2022 | Jan 6, 2023 (51 d) |
| Stephen Daniel Tichacek | Wells Fargo Advisors wirehouse | The Yanker Group independent RIA | Wirehouse to independent RIA | May 19, 2022 | Feb 8, 2024 (630 d) |
| Carlye Yanker Knight | Morgan Stanley wirehouse | The Yanker Group independent RIA | Wirehouse to independent RIA | Feb 28, 2017 | Feb 14, 2024 (2542 d) |
| Scott William Yanker | Veravest Investment Advisors, Inc. unclassified | The Yanker Group independent RIA | Other | Dec 18, 2003 | Jan 4, 2016 (4400 d) |
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4 moves match.