DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pandowealth. LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sidney Beth Meriweather | Cwm, LLC BD affiliated | Pandowealth. LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2023 | Feb 2, 2024 (108 d) |
| Brenton D Ernsbarger | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pandowealth. LLC mixed wealth | Wirehouse to independent RIA | Jul 17, 2023 | Aug 3, 2023 |
| Donald Winfred Wilson | Corient BD affiliated | Pandowealth. LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2023 | Jun 3, 2024 (410 d) |
| Jessica Barton Lusakueno | The Hoerner Planning Group, LLC independent RIA | Pandowealth. LLC mixed wealth | RIA to RIA | Jan 4, 2021 | Jan 4, 2022 (365 d) |
| Daniel Remoun Hannoush | Bluepeak Wealth Management, Inc. unclassified | Pandowealth. LLC mixed wealth | Other | Dec 31, 2016 | Jul 8, 2016 |
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5 moves match.