DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••••• L••
Latest filing Apr 21, 2026
First filing on the tape Dec 7, 2020 · 23 filings
SEC status approved since Jan 7, 2021
RAUM
$500M
reported, Item 5.F
Discretionary
55%
of RAUM
Private clients
35%
$174M individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
$38.5M
derived; firm RAUM over IAPD count
Employees
28
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$500M as of Apr 21, 2026
Apr 4, 2022$155M then
HNW client RAUM$109M as of Apr 21, 2026
Apr 4, 2022$43.0M then
State-registered IARs (5.B.3)14 as of Apr 21, 2026
Apr 4, 20227 then
Employees (5.A)28 as of Apr 21, 2026
Apr 4, 202213 then
Private funds: no history
RAUM +26% over the last fiscal year+38% a year over threeIARs 13 to 14
Practice profile
derived from the filing of Apr 21, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $38.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 26derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $242,853derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 55%derivedof RAUM
- Institutional
- 65%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.2derivedItem 5.A over advisors
- Advisors per office
- 13.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +7.7%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +33%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$326M65%
- High-net-worth individuals$109M22%
- Individuals$65.1M13%
- Individual clients
- 288reported
- HNW clients
- 47reported
- Pension plan clients
- 435reported
- Charitable clients
- n/areported
- Accounts
- 2,060reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.35 fund_share=0.0 institutional_share=0.65 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
13 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• A••••• R••••••••Certified Financial Planner, Personal Financial Specialist | Peachtree City, Ga | Oct 19, 2015 | 30 y | 0 |
| D••••• R••••• H••••••• | Peachtree City, Ga | Jul 8, 2016 | 11 y | 1 |
| T••••• M••• | Abilene, Tx | Aug 31, 2021 | 12 y | 0 |
| D••••• W•••• | Peachtree City, Ga | Dec 23, 2021 | 11 y | 0 |
| J•••••• B••••• L•••••••• | Chattahoochee Hills, Ga | Jan 4, 2022 | 15 y | 1 |
| B•••••• D• E••••••••• | Conway, Ar | Aug 3, 2023 | 11 y | 3 |
| J•••• H••••••• C•••••• | Peachtree City, Ga | Feb 2, 2024 | 12 y | 0 |
| S••••• B••• M•••••••••Certified Financial Planner | Peachtree City, Ga | Feb 2, 2024 | 13 y | 1 |
| D••••• W•••••• W•••••Certified Financial Planner, Chartered Financial Analyst | Peachtree City, Ga | Jun 3, 2024 | 23 y | 2 |
| G•••••• S••• P••••••• | Orlando, Fl | Jan 1, 2025 | 10 y | 0 |
| J•••• J••••••• M•••• | Peachtree City, Ga | Jul 26, 2025 | 11 y | 0 |
| C•••• C••••••Certified Financial Planner | Peachtree City, Ga | Feb 25, 2026 | 10 y | 0 |
| J•••• M•••••• B••••••••• | Peachtree City, Ga | Apr 21, 2026 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 7.7% of current headcount3 left over 36 months
Left, latest
- J•••• B•••• B••••••• to R••• F•••••••• P•••••••Aug 31, 2026 · RIA to RIA
- D•••• B•••••• to B•••••• W••••• G••••• L••Aug 1, 2025 · RIA to a state-registered adviser
- R••••• S•••• B••••••••• to R••• F•••••••• P•••••••Jun 12, 2025 · RIA to RIA
Joined, latest
- D••••• W•••••• W••••• from C••••••Jun 3, 2024 · Affiliated broker-dealer or bank to independent RIA
- S••••• B••• M••••••••• from C••• L••Feb 2, 2024 · Affiliated broker-dealer or bank to independent RIA
- B•••••• D• E••••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Aug 3, 2023 · Wirehouse to independent RIA
- J•••••• B••••• L•••••••• from T•• H•••••• P••••••• G••••• L••Jan 4, 2022 · RIA to RIA
- D••••• R••••• H••••••• from B••••••• W••••• M••••••••• I•••Jul 8, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••••• D•••••• R••••• · Principal, Co-Managing Member, Chief Executive Officer, Chief Compliance Officercontrolsince 05/2016 · owns 50% to 75%
- R••••••••• J••••• A••••• · Principal, Co-Managing Member, Chief Growth Officercontrolsince 08/2015 · owns 50% to 75%
- W•••••• D•••••• W•••••• · Chief Investment Officercontrolsince 04/2024 · owns less than 5%
Related persons
Schedule D 7.A
- J•••• A• R••••••••insurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Peachtree City, Ga | 13 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Apr 21, 2026institutional share of RAUM of 65% against a peer median of 2% (1482 comparable advisers, 99.0th percentile, 21.5 robust deviations)peers: independent wealth managers, $500M to $1B (1,482) · 99% percentile
- discretionary share shiftChange between filings · filing Apr 21, 2026discretionary share of RAUM moved from 30.0% to 55.0% between the annual amendments of 2025-03-31 and 2026-04-21peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 2,089 to 2,060Mar 31, 2026 to Apr 21, 2026
- Advisory employees · 13 to 14Mar 31, 2026 to Apr 21, 2026
- HNW clients · 44 to 47Mar 31, 2026 to Apr 21, 2026
- Individual clients · 238 to 288Mar 31, 2026 to Apr 21, 2026
- Pension plan clients · 436 to 435Mar 31, 2026 to Apr 21, 2026
- Employees · 27 to 28Mar 31, 2026 to Apr 21, 2026
- State-registered IARs · 13 to 14Mar 31, 2026 to Apr 21, 2026
- Discretionary RAUM · $155M to $274MMar 31, 2026 to Apr 21, 2026
- HNW RAUM · $105M to $109MMar 31, 2026 to Apr 21, 2026
- Individual RAUM · $63.4M to $65.1MMar 31, 2026 to Apr 21, 2026
- Non-discretionary RAUM · $345M to $226MMar 31, 2026 to Apr 21, 2026
- Pension RAUM · $332M to $326MMar 31, 2026 to Apr 21, 2026
- RAUM · $500M to $500MMar 31, 2026 to Apr 21, 2026
- Accounts · 1,885 to 2,089Oct 15, 2025 to Mar 31, 2026
- Advisory employees · 12 to 13Oct 15, 2025 to Mar 31, 2026
- HNW clients · 37 to 44Oct 15, 2025 to Mar 31, 2026
- Individual clients · 214 to 238Oct 15, 2025 to Mar 31, 2026
- Pension plan clients · 468 to 436Oct 15, 2025 to Mar 31, 2026
- Employees · 24 to 27Oct 15, 2025 to Mar 31, 2026
- Financial planning clients · 101-250 to 251-500Oct 15, 2025 to Mar 31, 2026
- State-registered IARs · 12 to 13Oct 15, 2025 to Mar 31, 2026
- Discretionary RAUM · $118M to $155MOct 15, 2025 to Mar 31, 2026
- HNW RAUM · $75.4M to $105MOct 15, 2025 to Mar 31, 2026
- Individual RAUM · $53.7M to $63.4MOct 15, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $278M to $345MOct 15, 2025 to Mar 31, 2026
- Pension RAUM · $267M to $332MOct 15, 2025 to Mar 31, 2026
- RAUM · $396M to $500MOct 15, 2025 to Mar 31, 2026
- Advisory employees · 13 to 12Jul 28, 2025 to Aug 1, 2025
- Employees · 25 to 24Jul 28, 2025 to Aug 1, 2025
- State-registered IARs · 13 to 12Jul 28, 2025 to Aug 1, 2025
- Advisory employees · 12 to 13Jun 30, 2025 to Jul 28, 2025
- Financial planning clients · 101-250 to 101-250Jun 30, 2025 to Jul 28, 2025
- State-registered IARs · 12 to 13Jun 30, 2025 to Jul 28, 2025
- Advisory employees · 13 to 12Mar 31, 2025 to Jun 30, 2025
- Employees · 26 to 25Mar 31, 2025 to Jun 30, 2025
- State-registered IARs · 13 to 12Mar 31, 2025 to Jun 30, 2025
- Accounts · 1,759 to 1,885May 15, 2024 to Mar 31, 2025
- Advisory employees · 14 to 13May 15, 2024 to Mar 31, 2025
- HNW clients · 26 to 37May 15, 2024 to Mar 31, 2025
- Individual clients · 194 to 214May 15, 2024 to Mar 31, 2025
Signals
7 dated events
- J•••• B•••• B••••••• left P••••••••• L•• for R••• F•••••••• P••••••• (registered 2026-08-31)Aug 31, 2026 · Advisor changed firm · fact
- P••••••••• L•• reported RAUM $500.3M, up 26% from $396.0M (2025-10-15 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- D•••• B•••••• left P••••••••• L•• for B•••••• W••••• G••••• L•• (registered 2025-07-29)Aug 1, 2025 · Advisor changed firm · fact
- R••••• S•••• B••••••••• left P••••••••• L•• for R••• F•••••••• P••••••• (registered 2025-06-25)Jun 12, 2025 · Advisor changed firm · fact
- Winfred Donald Wilson (Chief Investment Officer) appeared on Schedule A of P••••••••• L••May 15, 2024 · Control person joined · fact
- P••••••••• L•• reported RAUM $299.3M, up 57% from $191.1M (2023-10-10 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- O•• A•• D••• F•••••••• filed its initial SEC registration (Form ADV)Dec 7, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 678-712-6656reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/pandowealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- c••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 678-712-6656reportedpublic record, Form ADV, Apr 21, 2026
- Contact form
- pandowealth.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $38.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026