DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Washington Crossing Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Benjamin Clark | Ziegler Capital Management, LLC mixed wealth | Washington Crossing Advisors LLC independent RIA | RIA to RIA | Jun 23, 2020 | Mar 9, 2020 |
| Richard Keith Marrone | Ziegler Capital Management, LLC mixed wealth | Washington Crossing Advisors LLC independent RIA | RIA to RIA | Mar 2, 2020 | Mar 6, 2020 |
| Steven Jay Lerit | UBS Financial Services Inc. wirehouse | Washington Crossing Advisors LLC independent RIA | Wirehouse to independent RIA | Aug 17, 2018 | Apr 29, 2019 (255 d) |
| Matthew Battipaglia | Stifel, Nicolaus & Company, Incorporated national BD | Washington Crossing Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 24, 2017 | Apr 19, 2017 |
| Kevin Raymond Caron | Ryan Beck & Co. unclassified | Washington Crossing Advisors LLC no RAUM | Other | Aug 21, 2007 | Apr 18, 2017 (3528 d) |
| Chad Ashley Morganlander | Ryan Beck & Co. unclassified | Washington Crossing Advisors LLC no RAUM | Other | Aug 21, 2007 | Apr 18, 2017 (3528 d) |
Page 1 of 1
6 moves match.