DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Access Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David M Winer | Silver Pine Capital, LLC state registered | Access Wealth Management, Inc. independent RIA | Other | Oct 1, 2018 | Nov 5, 2018 (35 d) |
| Anthony Lambert Christensen | Wells Fargo Advisors wirehouse | Access Wealth Management, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 13, 2015 | Nov 17, 2015 |
| Caitlin Michelle Rose | Wells Fargo Advisors wirehouse | Access Wealth Management, Inc. independent RIA | Wirehouse to independent RIA | Nov 13, 2015 | Oct 31, 2018 (1083 d) |
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3 moves match.