DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bg Investment Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Ma | Fidelity Institutional Wealth Adviser LLC mixed wealth | Bg Investment Services, LLC mixed wealth | RIA to RIA | Jul 11, 2026 | Jul 30, 2026 |
| Maree P Sgro | Raymond James & Associates, Inc. national BD | Bg Investment Services, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2017 | Feb 12, 2019 (408 d) |
| Alexandra Renee Leon Guerrero | Money Concepts Advisory Service other | Bg Investment Services, LLC no RAUM | Other | May 27, 2016 | May 31, 2016 |
| Melanie Rose Mendiola | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bg Investment Services, LLC mixed wealth | Wirehouse to independent RIA | Nov 24, 2008 | Jul 3, 2025 (6065 d) |
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4 moves match.