DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Compton Wealth Advisory Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Justin Fulton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Compton Wealth Advisory Group, LLC independent RIA | Wirehouse to independent RIA | Feb 12, 2024 | Feb 9, 2024 |
| Timothy John Stiffler | Equitable Advisors, LLC national BD | Compton Wealth Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2020 | Sep 10, 2020 |
| Mark Alan Compton | LPL Financial LLC other | Compton Wealth Advisory Group, LLC no RAUM | Other | May 27, 2016 | Apr 29, 2016 |
| John Charles Mckendree | LPL Financial LLC other | Compton Wealth Advisory Group, LLC no RAUM | Other | May 27, 2016 | Apr 29, 2016 |
Page 1 of 1
4 moves match.