DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sws Partners, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gery Joseph SadzewiczOrchard Capital Management, LLC asset managerSws Partners, LLC otherOtherJan 25, 2024Oct 15, 2015
Kevin Joseph KaleAncora Private Wealth Advisors, LLC independent RIASws Partners, LLC independent RIARIA to RIAApr 16, 2023Feb 3, 2026 (1024 d)
Tad Alan HerringtonClark Asset Management, LLC independent RIASws Partners, LLC independent RIARIA to RIASep 8, 2022Jul 10, 2023 (305 d)
Marc Andrew ZabickiBower Hill Capital Management LLC no RAUMSws Partners, LLC otherOtherOct 21, 2020Mar 16, 2016
Philip Eugene KesslerKessler Wealth Advisors unclassifiedSws Partners, LLC otherOtherNov 25, 2015Dec 18, 2015
James Franklin ParkerAmeriprise Financial Services, LLC national BDSws Partners, LLC otherOtherNov 12, 2015Dec 18, 2015 (36 d)
Michael Brennan StaffordAmeriprise Financial Services, LLC national BDSws Partners, LLC otherOtherNov 10, 2015Dec 18, 2015 (38 d)
Craig Robert CavicchiaAmeriprise Financial Services, LLC national BDSws Partners, LLC otherOtherNov 10, 2015Dec 18, 2015 (38 d)
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8 moves match.