DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vermillion Wealth Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Max Edward Mataya | Gradient Advisors, LLC independent RIA | Vermillion Wealth Management Inc. independent RIA | RIA to RIA | Sep 16, 2025 | Oct 29, 2025 (43 d) |
| Nicholas John Famularo | Abbey Street independent RIA | Vermillion Wealth Management Inc. independent RIA | RIA to RIA | Feb 17, 2025 | Aug 11, 2025 (175 d) |
| Justin James Pettit | Cetera Investment Advisers LLC other | Vermillion Wealth Management Inc. independent RIA | Other | Dec 31, 2017 | Jun 25, 2018 (176 d) |
| Andrew Michael Lucking | Cetera Investment Advisers LLC other | Vermillion Wealth Management Inc. other | Other | Dec 31, 2015 | Jan 6, 2016 |
| James Francis Poepl | Cetera Investment Advisers LLC other | Vermillion Wealth Management Inc. other | Other | Dec 31, 2015 | Jan 6, 2016 |
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5 moves match.