DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Abbey Street
Legal name Abbey Street, LLC
Latest filing Mar 18, 2026
First filing on the tape Sep 6, 2019 · 17 filings
SEC status approved since Oct 4, 2019
RAUM
$375M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$375M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$46.9M
derived; firm RAUM over IAPD count
Employees
13
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$375M as of Mar 18, 2026
Mar 26, 2021$172M then
HNW client RAUM$334M as of Mar 18, 2026
Mar 26, 2021$154M then
State-registered IARs (5.B.3)7 as of Mar 18, 2026
Jan 10, 20206 then
Employees (5.A)13 as of Mar 18, 2026
Jan 10, 20207 then
Private funds: no history
RAUM +19% over the last fiscal year+25% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $46.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 17derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $2.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -6.1%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, publications, educational seminarsreportedItem 5.G
- Custody
- $375M, 139 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$334M89%
- Individuals$40.7M11%
- Charitable organizations$261,8410.1%
- Individual clients
- 49reported
- HNW clients
- 89reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 139reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $375M for 139 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ben A ClymerCertified Financial Planner | Eden Prairie, Mn | Oct 16, 2019 | 15 y | 2 |
| Daniel Patrick Mulheran | Eden Prairie, Mn | Oct 16, 2019 | 27 y | 3 |
| Eric SchierhornCertified Financial Planner | Eden Prairie, Mn | Sep 22, 2022 | 14 y | 0 |
| Joshua Joseph ZajicekChartered Financial Analyst | Eden Prairie, Mn | May 5, 2025 | 14 y | 0 |
| Robert Alvin Cron | Eden Prairie, Mn | Jan 2, 2026 | 32 y | 3 |
| Eric Phillip Turcott | Eden Prairie, Mn | Mar 13, 2026 | 16 y | 1 |
| Ryan Joseph Scott | Eden Prairie, Mn | Jun 22, 2026 | 10 y | 0 |
| Bailey Erwin Sauve | Eden Prairie, Mn | Aug 27, 2026 | 12 y | 0 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 13% of current headcount2 left over 36 months
Left, latest
- Blake Brian Faust to Boulay WealthApr 10, 2026 · RIA to RIA
- Nicholas John Famularo to Vermillion Wealth Management Inc.Feb 17, 2025 · RIA to RIA
- Kyle Rocklyn Girard to Gallagher Fiduciary Advisors, LLCMar 17, 2020 · Other
Joined, latest
- Eric Phillip Turcott from MML Investors Services, LLCMar 13, 2026 · Affiliated broker-dealer or bank to independent RIA
- Robert Alvin Cron from U.S. Bancorp Investments, Inc.Jan 2, 2026 · Affiliated broker-dealer or bank to independent RIA
- Blake Brian Faust from Wipfli Financial Advisors, LLCNov 24, 2022 · RIA to RIA
- Nicholas John Famularo from Northwestern Mutual Investment Services,LLCSep 22, 2022 · Other
- Kyle Rocklyn Girard from Kestra Advisory Services, LLCJan 2, 2020 · Other
- Ben A Clymer from Kestra Advisory Services, LLCOct 16, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
- Daniel Patrick Mulheran from Kestra Advisory Services, LLCOct 16, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Patrick Daniel Mulheran · President, Ccocontrolsince 04/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Eden Prairie, Mn · principal | 8 | 4 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 18, 2026accounts (Item 5.F.2.f) moved from 748.0 to 139.0 (-81.0%) between the annual amendments of 2025-03-19 and 2026-03-18; the peer median change was +5.0% (3688 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 0.3% percentile
- custody status changedChange between filings · filing Mar 18, 2026custody of client assets (Item 9.A): no on the filing of 2025-03-19, yes on the filing of 2026-03-18peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Mar 18, 2026HNW share of RAUM moved from 69.0% to 89.0% between the annual amendments of 2025-03-19 and 2026-03-18peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 748 to 139Mar 19, 2025 to Mar 18, 2026
- HNW clients · 43 to 89Mar 19, 2025 to Mar 18, 2026
- Individual clients · 104 to 49Mar 19, 2025 to Mar 18, 2026
- Assets in custody · unset to 375395430.0Mar 19, 2025 to Mar 18, 2026
- Custody of client assets · false to trueMar 19, 2025 to Mar 18, 2026
- Employees · 12 to 13Mar 19, 2025 to Mar 18, 2026
- Financial planning clients · 51-100 to 1-10Mar 19, 2025 to Mar 18, 2026
- Discretionary RAUM · $315M to $375MMar 19, 2025 to Mar 18, 2026
- HNW RAUM · $218M to $334MMar 19, 2025 to Mar 18, 2026
- Individual RAUM · $96.1M to $40.7MMar 19, 2025 to Mar 18, 2026
- RAUM · $315M to $375MMar 19, 2025 to Mar 18, 2026
- Accounts · 563 to 748May 31, 2024 to Mar 19, 2025
- Advisory activities · 4 to 5May 31, 2024 to Mar 19, 2025
- HNW clients · 38 to 43May 31, 2024 to Mar 19, 2025
- Individual clients · 97 to 104May 31, 2024 to Mar 19, 2025
- Financial planning clients · 1-10 to 51-100May 31, 2024 to Mar 19, 2025
- Discretionary RAUM · $245M to $315MMay 31, 2024 to Mar 19, 2025
- HNW RAUM · $171M to $218MMay 31, 2024 to Mar 19, 2025
- Individual RAUM · $71.7M to $96.1MMay 31, 2024 to Mar 19, 2025
- RAUM · $245M to $315MMay 31, 2024 to Mar 19, 2025
- Accounts · 527 to 563Oct 16, 2023 to Mar 21, 2024
- HNW clients · 50 to 38Oct 16, 2023 to Mar 21, 2024
- Individual clients · 167 to 97Oct 16, 2023 to Mar 21, 2024
- Financial planning clients · 0 to 1-10Oct 16, 2023 to Mar 21, 2024
- Discretionary RAUM · $193M to $245MOct 16, 2023 to Mar 21, 2024
- HNW RAUM · $120M to $171MOct 16, 2023 to Mar 21, 2024
- Individual RAUM · $71.7M to $71.7MOct 16, 2023 to Mar 21, 2024
- RAUM · $193M to $245MOct 16, 2023 to Mar 21, 2024
- Advisory employees · 6 to 7Mar 27, 2023 to Aug 1, 2023
- State-registered IARs · 6 to 7Mar 27, 2023 to Aug 1, 2023
- Accounts · 400 to 527Nov 23, 2022 to Mar 27, 2023
- Advisory employees · 5 to 6Nov 23, 2022 to Mar 27, 2023
- HNW clients · 52 to 50Nov 23, 2022 to Mar 27, 2023
- Individual clients · 347 to 167Nov 23, 2022 to Mar 27, 2023
- State-registered IARs · 4 to 6Nov 23, 2022 to Mar 27, 2023
- Discretionary RAUM · $208M to $193MNov 23, 2022 to Mar 27, 2023
- HNW RAUM · $134M to $120MNov 23, 2022 to Mar 27, 2023
- Individual RAUM · $72.5M to $71.7MNov 23, 2022 to Mar 27, 2023
- Pension RAUM · 0.0 to unsetNov 23, 2022 to Mar 27, 2023
- RAUM · $208M to $193MNov 23, 2022 to Mar 27, 2023
Signals
3 dated events
- Blake Brian Faust left Abbey Street for Boulay Wealth (registered 2026-05-04)Apr 10, 2026 · Advisor changed firm · fact
- Nicholas John Famularo left Abbey Street for Vermillion Wealth Management Inc. (registered 2025-08-11)Feb 17, 2025 · Advisor changed firm · fact
- Abbey Street filed its initial SEC registration (Form ADV)Sep 6, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@abbeystreet.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- wcarlsen@abbeystreet.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- amolinari@abbeystreet.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- bquinn@abbeystreet.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- christine@abbeystreet.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- cpears@abbeystreet.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- privatewealth@abbeystreet.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- lholliday@abbeystreet.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 952-224-7272reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 952-224-7284reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 952-224-7280reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/abbeystreetreportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $46.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026