DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Winthrop Partners - Wny, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas John Saunders | Winthrop Partners - Wpa , LLC no RAUM | Winthrop Partners - Wny, LLC no RAUM | Other | Dec 31, 2016 | Feb 6, 2016 |
| Robert Brian Werner | Winthrop Partners - Wpa , LLC no RAUM | Winthrop Partners - Wny, LLC other | Other | Dec 31, 2016 | Jan 22, 2018 (387 d) |
| Ryan Carney | Equitable Advisors, LLC national BD | Winthrop Partners - Wny, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 23, 2016 | Feb 26, 2016 |
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3 moves match.