DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Financial Focus LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Olivia Taylor Gliege | Eiger Wealth Management, LLC independent RIA | Financial Focus LLC independent RIA | RIA to RIA | May 5, 2025 | Jun 2, 2025 |
| Billie Carl Cook | Osaic Wealth, Inc. BD affiliated | Financial Focus LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2023 | Oct 31, 2023 |
| Jay William Hovis | Sagepoint Financial, Inc. BD affiliated | Financial Focus LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2019 | Jan 8, 2019 |
| Barbara Jessup Williams | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Financial Focus LLC independent RIA | Other | Oct 26, 2017 | Jan 13, 2016 |
| Jerrie Kay Carli | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Financial Focus LLC independent RIA | Other | Oct 26, 2017 | Aug 3, 2016 |
| Kaitlin Marie Hewell | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Financial Focus LLC independent RIA | Other | Oct 26, 2017 | Jan 14, 2016 |
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6 moves match.