DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Garnett Investment Strategies
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John T Lund | LPL Financial LLC BD affiliated | Garnett Investment Strategies independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2021 | Oct 25, 2022 (480 d) |
| Traci Danielle Garnett-Froscheiser | Sri, LLC unclassified | Garnett Investment Strategies independent RIA | Other | Feb 16, 2016 | Feb 17, 2016 |
| Paul Dean Garnett | Securities America Advisors, Inc. other | Garnett Investment Strategies independent RIA | Other | Oct 13, 2015 | Jan 1, 2026 (3733 d) |
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3 moves match.