DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Premia Global Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sachin Madhukar Borde | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Premia Global Advisors, LLC independent RIA | Wirehouse to independent RIA | Oct 4, 2022 | Oct 20, 2022 |
| Fabiana Coelho | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Premia Global Advisors, LLC independent RIA | Wirehouse to independent RIA | Mar 28, 2022 | Oct 11, 2023 (562 d) |
| Daniel Rosales | Edward Jones national BD | Premia Global Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2018 | Feb 12, 2019 (215 d) |
| Miguel Sosa | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Premia Global Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 19, 2016 | Feb 15, 2016 |
| Eddy J Park | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Premia Global Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 19, 2016 | Feb 23, 2016 (35 d) |
| Juan F Landivar | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Premia Global Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 19, 2016 | Feb 25, 2016 (37 d) |
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6 moves match.