DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Premia Global Advisors, LLC
Latest filing Sep 2, 2026
First filing on the tape Jan 5, 2016 · 35 filings
SEC status approved since Jan 12, 2016
RAUM
$341M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
66%
$225M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$114M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$341M as of Aug 3, 2026
Mar 30, 2017$172M then
HNW client RAUM$220M as of Aug 3, 2026
Mar 21, 2018$144M then
State-registered IARs (5.B.3)3 as of Aug 3, 2026
Mar 30, 20173 then
Employees (5.A)3 as of Aug 3, 2026
Mar 30, 20173 then
Private funds: no history
RAUM +14% over the last fiscal year+9.6% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $114MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 15derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.5MderivedHNW RAUM over HNW clients
- Average account
- $7.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -17%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $77.0M, 16 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$220M65%
- Corporations and businesses$116M34%
- Individuals$5.3M1.5%
- Individual clients
- 10reported
- HNW clients
- 34reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 48reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $77.0M for 16 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.66 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Fabiana Coelho to Citizens Securities, Inc.Dec 18, 2023 · RIA to affiliated broker-dealer or bank
- Sachin Madhukar Borde to Belpointe Asset Management LLCOct 12, 2023 · RIA to RIA
- Juan F Landivar to J.P. Morgan Securities LLCJan 2, 2019 · RIA to wirehouse
Joined, latest
- Fabiana Coelho from Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 11, 2023 · Wirehouse to independent RIA
- Sachin Madhukar Borde from Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 20, 2022 · Wirehouse to independent RIA
- Daniel Rosales from Edward JonesFeb 12, 2019 · Affiliated broker-dealer or bank to independent RIA
- Juan F Landivar from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 25, 2016 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Eddy J Park from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 23, 2016 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Miguel Sosa from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 15, 2016 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 19, 2016 · Miami, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Miguel Sosa · Managing Member, Principal And Chief Compliance Officercontrolsince 01/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Coral Gables, Fl · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 11-25 to 11-25Aug 3, 2026 to Sep 2, 2026
- Succession · false to unsetAug 3, 2026 to Sep 2, 2026
- Related adviser · false to trueMar 27, 2026 to Aug 3, 2026
- Accounts · 57 to 48Feb 21, 2025 to Mar 27, 2026
- Corporate clients · 4.0 to unsetFeb 21, 2025 to Mar 27, 2026
- HNW clients · 39 to 34Feb 21, 2025 to Mar 27, 2026
- Individual clients · 14 to 10Feb 21, 2025 to Mar 27, 2026
- Assets in custody · $98.8M to $77.0MFeb 21, 2025 to Mar 27, 2026
- Employees · 4 to 3Feb 21, 2025 to Mar 27, 2026
- Discretionary RAUM · $276M to $316MFeb 21, 2025 to Mar 27, 2026
- HNW RAUM · $194M to $220MFeb 21, 2025 to Mar 27, 2026
- Individual RAUM · $7.7M to $5.3MFeb 21, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $23.9M to $24.9MFeb 21, 2025 to Mar 27, 2026
- RAUM · $300M to $341MFeb 21, 2025 to Mar 27, 2026
- Accounts · 65 to 57Mar 28, 2024 to Feb 21, 2025
- Advisory employees · 1 to 3Mar 28, 2024 to Feb 21, 2025
- Advisory activities · 3 to 4Mar 28, 2024 to Feb 21, 2025
- HNW clients · 52 to 39Mar 28, 2024 to Feb 21, 2025
- Individual clients · 9 to 14Mar 28, 2024 to Feb 21, 2025
- Assets in custody · $19.0M to $98.8MMar 28, 2024 to Feb 21, 2025
- Employees · 3 to 4Mar 28, 2024 to Feb 21, 2025
- Financial planning clients · 1-10 to 11-25Mar 28, 2024 to Feb 21, 2025
- Discretionary RAUM · $239M to $276MMar 28, 2024 to Feb 21, 2025
- HNW RAUM · $170M to $194MMar 28, 2024 to Feb 21, 2025
- Individual RAUM · $3.9M to $7.7MMar 28, 2024 to Feb 21, 2025
- Non-discretionary RAUM · $22.0M to $23.9MMar 28, 2024 to Feb 21, 2025
- RAUM · $261M to $300MMar 28, 2024 to Feb 21, 2025
- Accounts · 61 to 65Mar 22, 2023 to Mar 28, 2024
- Advisory employees · 3 to 1Mar 22, 2023 to Mar 28, 2024
- Advisory activities · 2 to 3Mar 22, 2023 to Mar 28, 2024
- HNW clients · 47 to 52Mar 22, 2023 to Mar 28, 2024
- Individual clients · 10 to 9Mar 22, 2023 to Mar 28, 2024
- Assets in custody · $32.0M to $19.0MMar 22, 2023 to Mar 28, 2024
- Employees · 5 to 3Mar 22, 2023 to Mar 28, 2024
- State-registered IARs · 4 to 3Mar 22, 2023 to Mar 28, 2024
- Discretionary RAUM · $238M to $239MMar 22, 2023 to Mar 28, 2024
- HNW RAUM · $178M to $170MMar 22, 2023 to Mar 28, 2024
- Individual RAUM · $3.7M to $3.9MMar 22, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $20.3M to $22.0MMar 22, 2023 to Mar 28, 2024
- RAUM · $259M to $261MMar 22, 2023 to Mar 28, 2024
Signals
4 dated events
- Rose Capital Advisors, Llc reported succeeding to the business of Premia Global Advisors, Llc (Form ADV Item 4)Jul 31, 2026 · Succession (Item 4) · fact
- Fabiana Coelho left Premia Global Advisors, Llc for Citizens Securities, Inc. (registered 2024-02-01)Dec 18, 2023 · Advisor changed firm · fact
- Sachin Madhukar Borde left Premia Global Advisors, Llc for Belpointe Asset Management Llc (registered 2023-12-03)Oct 12, 2023 · Advisor changed firm · fact
- Pgw Advisors filed its initial SEC registration (Form ADV)Jan 5, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Premia Global Advisors, LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- info@premiaglobaladvisors.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 786-646-9140reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/premiareportedpublic record, Form ADV, Sep 17, 2026
- Website
- PREMIAGLOBALADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (786) 646-9140reportedpublic record, Form ADV, Sep 2, 2026
- Contact form
- premiaglobaladvisors.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $114Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026