DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Marquette Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jordan Marie Elling | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Marquette Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2023 | May 10, 2023 (37 d) |
| Valerie Ann Thomas Ruth | Carlson Capital Management, LLC independent RIA | Marquette Wealth Management independent RIA | RIA to RIA | Jul 23, 2021 | Aug 12, 2021 |
| Dale Miles Skogstad | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Marquette Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2019 | Sep 14, 2019 (33 d) |
| Abbey Marlana Spoo | Allodium Investment Consultants, LLC other | Marquette Wealth Management other | Other | May 2, 2016 | Jan 11, 2018 (619 d) |
| Christopher Marcel Vernier | Marquette Asset Management other | Marquette Wealth Management independent RIA | Other | Feb 5, 2016 | Jan 1, 2026 (3618 d) |
| Derek F Hagen | Marquette Asset Management other | Marquette Wealth Management other | Other | Feb 5, 2016 | Mar 29, 2016 (53 d) |
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6 moves match.