DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Courier Capital, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jozef Nicholas KuzmkowskiKey Investment Services LLC BD affiliatedCourier Capital, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 30, 2026Jun 15, 2026 (46 d)
Lawrence Vernon WhistlerNottingham Advisors Inc. independent RIACourier Capital, LLC independent RIARIA to RIADec 4, 2024Feb 26, 2025 (84 d)
Thomas Blick ReadingHnp Capital LLC independent RIACourier Capital, LLC independent RIARIA to RIAMay 9, 2023Jun 13, 2023 (35 d)
Nicholas Timothy NorvellHnp Capital LLC independent RIACourier Capital, LLC independent RIARIA to RIAMay 9, 2023May 30, 2023
David Carl RobbinsHnp Capital LLC independent RIACourier Capital, LLC independent RIARIA to RIAMay 9, 2023Jun 13, 2023 (35 d)
Rebecca Levengood WesterveltHnp Capital LLC independent RIACourier Capital, LLC independent RIARIA to RIAMay 9, 2023May 9, 2023
Stephen John FasselHnp Capital LLC independent RIACourier Capital, LLC independent RIARIA to RIAMay 9, 2023Jun 13, 2023 (35 d)
Isabella Francis LoughlinHnp Capital LLC independent RIACourier Capital, LLC independent RIARIA to RIAMay 9, 2023Jun 13, 2023 (35 d)
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8 moves match.