DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Red Tortoise
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| George Chen | Fdx Advisors, Inc. asset manager | Red Tortoise independent RIA | Other | Aug 8, 2018 | Oct 4, 2018 (57 d) |
| Howard Mcmonagle Fleming | Gfo Advisory Services, LLC other | Red Tortoise independent RIA | Other | Dec 31, 2017 | May 13, 2019 (498 d) |
| Rex Phillip Macey | Wilmington Trust Investment Management other | Red Tortoise independent RIA | Other | Feb 16, 2016 | Feb 19, 2016 |
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3 moves match.