DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sterling Investment Counsel, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Connor Joseph RoseneckerHightower Advisors, LLC BD affiliatedSterling Investment Counsel, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 30, 2025Dec 15, 2025 (319 d)
Christine PapelianLPL Financial LLC BD affiliatedSterling Investment Counsel, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 24, 2024Nov 12, 2024
Angela Marie HallLPL Financial LLC independent RIASterling Investment Counsel, LLC independent RIARIA to RIAApr 12, 2018Apr 9, 2018
Cynthia Eileen VanceSii Investments, Inc. BD affiliatedSterling Investment Counsel, LLC no RAUMOtherFeb 15, 2018Jun 8, 2016
Phillip Kenneth VanceSii Investments, Inc. BD affiliatedSterling Investment Counsel, LLC no RAUMOtherFeb 15, 2018Jun 8, 2016
Christopher Michael MarksSii Investments, Inc. BD affiliatedSterling Investment Counsel, LLC no RAUMOtherFeb 15, 2018Apr 6, 2016
John Lawrence LangerSii Investments, Inc. BD affiliatedSterling Investment Counsel, LLC no RAUMOtherFeb 15, 2018Jun 13, 2016
Chelsea Lynn BlaschSii Investments, Inc. BD affiliatedSterling Investment Counsel, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 14, 2018Aug 16, 2021 (1279 d)
Page 1 of 1
8 moves match.