DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Navigation Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Myles Patrick O'ReillyBrookstone Wealth Advisors, LLC independent RIANavigation Wealth Management independent RIARIA to RIAAug 15, 2018Jan 1, 2026 (2696 d)
Michael LucasNorthwestern Mutual Investment Services,LLC no RAUMNavigation Wealth Management independent RIAOtherOct 13, 2017Nov 10, 2017
Christopher William StaplesEdward Jones national BDNavigation Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAMar 2, 2017Mar 1, 2017
Stan Carroll EmerySpc otherNavigation Wealth Management independent RIAOtherApr 25, 2016Apr 26, 2016
James W DaviesSpc otherNavigation Wealth Management independent RIAOtherApr 25, 2016Apr 26, 2016
Nicholas Dean KempSpc otherNavigation Wealth Management independent RIAOtherApr 25, 2016Apr 26, 2016
Andrew Phillip LogueSpc otherNavigation Wealth Management independent RIAOtherApr 25, 2016Apr 26, 2016
Adam Edward BruninSpc otherNavigation Wealth Management independent RIAOtherFeb 22, 2016Apr 5, 2016 (43 d)
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8 moves match.