DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Glen Eagle Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ann Schnorr MonaghanRedwood Wealth Management Group, LLC independent RIAGlen Eagle Advisors, LLC independent RIARIA to RIAApr 23, 2020May 8, 2020
Margaret Jane GoreSummit Financial, LLC BD affiliatedGlen Eagle Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 1, 2019Feb 1, 2019
Charles Edward NaddaffFinancial Fitness Services unclassifiedGlen Eagle Advisors, LLC otherOtherDec 22, 2014Mar 17, 2016 (451 d)
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3 moves match.