DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Legacy Financial Strategies, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Paige GordonCgn Advisors, LLC independent RIALegacy Financial Strategies, LLC independent RIARIA to RIAJun 22, 2026Jun 22, 2026
Ellea Marie StarkelSjhl Financial Group independent RIALegacy Financial Strategies, LLC independent RIARIA to RIAJan 15, 2025Feb 13, 2025
Brooklyn Rose MaldonadoStepp & Rothwell Inc independent RIALegacy Financial Strategies, LLC independent RIARIA to RIAMay 23, 2024Jun 13, 2024
Bryce CoyPruco Securities, LLC BD affiliatedLegacy Financial Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 20, 2024Jan 22, 2024
Jeffrey Dean HrabeCavanal Hill Investment Management, Inc. otherLegacy Financial Strategies, LLC independent RIAOtherDec 31, 2021Jan 5, 2022
Joseph Kenneth NafzigerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLegacy Financial Strategies, LLC independent RIAWirehouse to independent RIAJan 19, 2021Jan 19, 2021
Andrew David RogersLPL Financial LLC BD affiliatedLegacy Financial Strategies, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 22, 2019Nov 6, 2019
Dane BroadieLPL Financial LLC otherLegacy Financial Strategies, LLC otherOtherSep 8, 2017Sep 6, 2017
Cory Mason McphersonAe Wealth Management, LLC otherLegacy Financial Strategies, LLC otherOtherJul 6, 2017Jul 7, 2017
David Patrick DwyerAmeriprise Financial Services, LLC national BDLegacy Financial Strategies, LLC otherOtherApr 3, 2017Apr 6, 2017
Jacob Andrew WattsAmeriprise Financial Services, LLC national BDLegacy Financial Strategies, LLC otherOtherApr 3, 2017Apr 6, 2017
Christopher David ProctorMorgan Stanley Dw Inc. unclassifiedLegacy Financial Strategies, LLC independent RIAOtherJun 30, 2003May 8, 2018 (5426 d)
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12 moves match.