DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mercurio Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ashley Rose Schneider | Edward Jones national BD | Mercurio Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2024 | May 1, 2024 |
| Donald Alan Mercurio | Global Financial Private Capital, Inc. other | Mercurio Wealth Advisors independent RIA | Other | Jun 1, 2017 | Jan 23, 2017 |
| Troy Wayne Bolton | Global Financial Private Capital, Inc. other | Mercurio Wealth Advisors independent RIA | Other | Jun 1, 2017 | Feb 7, 2017 |
| Aaron Keith Ulrich | Investment Professionals, Inc. other | Mercurio Wealth Advisors independent RIA | Other | Jan 4, 2017 | Nov 2, 2017 (302 d) |
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4 moves match.