DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Legacy Pcg, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bruce Allan Frankel | Eckhoff Wealth Management, LLC unclassified | Legacy Pcg, LLC independent RIA | Other | Mar 31, 2023 | Apr 1, 2022 |
| Daniel (Nmn) Guillen | Forta Financial Group, Inc. independent RIA | Legacy Pcg, LLC independent RIA | RIA to RIA | Feb 18, 2021 | Sep 29, 2021 (223 d) |
| Louis (Nmn) Barajas | Louis Barajas & Associates other | Legacy Pcg, LLC independent RIA | Other | Dec 31, 2019 | Oct 3, 2019 |
| Victor David Russell | Acribus Capital LLC state registered | Legacy Pcg, LLC independent RIA | Other | Dec 8, 2017 | Jul 14, 2022 (1679 d) |
| Roberto Roman | Legacy Private Client Group, Inc. other | Legacy Pcg, LLC no RAUM | Other | Dec 31, 2016 | Jul 25, 2016 |
| Todd Eric Lunsford | Legacy Private Client Group, Inc. other | Legacy Pcg, LLC no RAUM | Other | Dec 31, 2016 | Jul 25, 2016 |
Page 1 of 1
6 moves match.