DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ifc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason L Sherman | Cetera Advisor Networks LLC BD affiliated | Ifc independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2022 | Aug 26, 2022 |
| Ira Joseph Starr | Prosperity Economics Partners, LLC no RAUM | Ifc independent RIA | Other | Dec 7, 2018 | Jan 28, 2020 (417 d) |
| Keith Gordon Hentschel | Cetera Advisor Networks LLC other | Ifc independent RIA | Other | Aug 9, 2017 | Mar 30, 2018 (233 d) |
| Natalie Litchfield | Edward Jones national BD | Ifc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 4, 2017 | Jan 8, 2025 (2926 d) |
| James Michael Kirk | MML Investors Services, LLC other | Ifc independent RIA | Other | Aug 26, 2011 | Feb 27, 2018 (2377 d) |
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5 moves match.