DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Prw Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nathan Jacob Baldwin | Gw & Wade, LLC independent RIA | Prw Wealth Management LLC independent RIA | RIA to RIA | Apr 12, 2021 | Jul 7, 2021 (86 d) |
| Debra Ann Burns | Mcguire Financial Services, Inc. unclassified | Prw Wealth Management LLC independent RIA | Other | Feb 4, 2020 | Feb 1, 2022 (728 d) |
| Stephanie Ann Manchon | Advice And Planning Services BD affiliated | Prw Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2018 | Aug 23, 2018 (55 d) |
| Jared Andrew Sweeney | Contravisory Investment Management, Inc. other | Prw Wealth Management LLC independent RIA | Other | Sep 11, 2017 | Jun 11, 2018 (273 d) |
| Elliot Bruce Herman | Kestra Advisory Services, LLC other | Prw Wealth Management LLC no RAUM | Other | Dec 5, 2016 | Nov 23, 2016 |
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5 moves match.