DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mg&A Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Carolina RestrepoMorgan Stanley wirehouseMg&A Wealth independent RIAWirehouse to independent RIAAug 1, 2025Mar 30, 2026 (241 d)
Scott LamCuso Financial Services, L.P. BD affiliatedMg&A Wealth independent RIAAffiliated broker-dealer or bank to independent RIASep 7, 2018Aug 7, 2019 (334 d)
James Sean O'HalloranMeg Green & Associates, Inc. otherMg&A Wealth otherOtherOct 3, 2016Aug 18, 2016
Michael KesselMeg Green & Associates, Inc. otherMg&A Wealth otherOtherOct 3, 2016Aug 22, 2016
Hugo Manuel CalenzaniMeg Green & Associates, Inc. otherMg&A Wealth otherOtherOct 3, 2016Aug 22, 2016
Daniela Cristina RicaldoneMeg Green & Associates, Inc. otherMg&A Wealth otherOtherSep 9, 2016Aug 22, 2016
Lina M SanchezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMg&A Wealth otherOtherJul 25, 2016Jan 12, 2018 (536 d)
Todd Michael BattagliaOsaic Wealth, Inc. otherMg&A Wealth otherOtherDec 7, 2006Aug 12, 2016 (3536 d)
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8 moves match.