DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at 180 Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy S Heisey | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | 180 Wealth Advisors, LLC independent RIA | Wirehouse to independent RIA | Nov 25, 2020 | Dec 4, 2020 |
| Brett Alan Garver | Key Investment Services LLC BD affiliated | 180 Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2019 | Jan 11, 2019 |
| Darren Norman Henke | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | 180 Wealth Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 11, 2017 | Apr 11, 2017 |
| Richard Wayne Buchan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | 180 Wealth Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 11, 2017 | Apr 7, 2017 |
| Sylvia Denise Parker | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | 180 Wealth Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 11, 2017 | Apr 7, 2017 |
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5 moves match.