DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Safe Money Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Philip George Nisonger | Commonwealth Financial Network national BD | Safe Money Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 15, 2016 | Jan 5, 2017 (143 d) |
| Nilima Agrawal | Sagepoint Financial, Inc. other | Safe Money Inc. state registered | Other | Sep 18, 2015 | Nov 6, 2019 (1510 d) |
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2 moves match.