DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Smith & Wyatt
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eddie Joe Mcgee | Corecap Advisors BD affiliated | Smith & Wyatt independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2024 | Mar 18, 2024 |
| Nicholas Scott Smith | Jmg Financial Group Ltd independent RIA | Smith & Wyatt independent RIA | RIA to RIA | Oct 12, 2023 | Feb 6, 2024 (117 d) |
| Samuel Ignacio Eberts | Corecap Advisors BD affiliated | Smith & Wyatt independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2023 | Jul 27, 2023 |
| Kevin Thomas Dugan | Corecap Advisors BD affiliated | Smith & Wyatt independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2023 | Jul 24, 2023 |
| William Jeffrey Soltow | Corecap Advisors BD affiliated | Smith & Wyatt independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2023 | Nov 22, 2022 |
| Wade Smith | Securities America Advisors, Inc. other | Smith & Wyatt independent RIA | Other | Dec 31, 2016 | Dec 15, 2016 |
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6 moves match.