DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J•• F•••••••• G•••• L••
Latest filing Mar 23, 2026
First filing on the tape Feb 27, 2012 · 58 filings
SEC status approved since Feb 13, 1985
RAUM
$7.5B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
100%
$7.5B individuals and HNW
Advisors
48
registered through the firm on IAPD
RAUM per advisor
$156M
derived; firm RAUM over IAPD count
Employees
103
66 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
58 filings and snapshots on the tape
RAUM$7.5B as of Mar 23, 2026
Feb 27, 2012$1.3B then
HNW client RAUM$7.3B as of Mar 23, 2026
Mar 16, 2018$2.5B then
State-registered IARs (5.B.3)48 as of Mar 23, 2026
Mar 13, 201322 then
Employees (5.A)103 as of Mar 23, 2026
Mar 13, 201333 then
Private funds: no history
RAUM +18% over the last fiscal year+19% a year over threeIARs 41 to 48
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $156MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 37derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.2MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.1derivedItem 5.A over advisors
- Advisors per office
- 12.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Financial planning clients
- 1,500reportedItem 5.H
- Custody
- $3.6B, 1,070 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$7.3B97%
- Individuals$214M2.9%
- Corporations and businesses$9.3M0.1%
- Charitable organizations$4.9M0.1%
- Pension and profit-sharing plans$1.2M0.0%
- Individual clients
- 373reported
- HNW clients
- 1,403reported
- Pension plan clients
- 8reported
- Charitable clients
- 2reported
- Accounts
- 7,164reported
- Financial planning clients
- 1,500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.6B for 1,070 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
48 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• T••••••• P••••••Personal Financial Specialist, Chartered Financial Analyst | Downers Grove, Il | Feb 21, 1998 | 39 y | 0 |
| W•••••• G••• W•••••Certified Financial Planner | Downers Grove, Il | Mar 24, 1999 | 34 y | 0 |
| A•••••• D•••• C•••••••Certified Financial Planner | Fernandina Beach, Fl | Jan 21, 2000 | 26 y | 0 |
| M•••••• A••••• W•••• | Saint Petersburg, Fl | Dec 11, 2001 | 27 y | 0 |
| M••••••• P•••• R•••••••Certified Financial Planner | Downers Grove, Il | Aug 18, 2003 | 21 y | 0 |
| M•••••• J•••• G••••Certified Financial Planner | Downers Grove, Il | Aug 18, 2004 | 19 y | 0 |
| J•••• R••••• O•••••••Certified Financial Planner | Downers Grove, Il | Feb 23, 2010 | 15 y | 0 |
| W•••••• R••••• G•••••Certified Financial Planner | Downers Grove, Il | Oct 14, 2010 | 23 y | 0 |
| J••••• H••••• L••••Certified Financial Planner | Downers Grove, Il | Oct 22, 2010 | 23 y | 0 |
| J••••• M•••• G•••••Certified Financial Planner | Downers Grove, Il | Jan 4, 2016 | 10 y | 0 |
| B•••• C••••••••• V•••••••Certified Financial Planner | Downers Grove, Il | Nov 17, 2016 | 13 y | 0 |
| E••• J••••••• F••••Certified Financial Planner | Downers Grove, Il | Oct 31, 2017 | 15 y | 0 |
| B•••• M•••••• L•••••Certified Financial Planner | Bloomington, Mn | Oct 1, 2018 | 12 y | 0 |
| W•••••• D•••••• A••••••••Certified Financial Planner | Downers Grove, Il | Oct 1, 2018 | 12 y | 0 |
| J••• K•••••••••Certified Financial Planner | Downers Grove, Il | Dec 5, 2018 | 15 y | 1 |
| T•••••• R•••••• S•••••••Certified Financial Planner | Downers Grove, Il | Sep 20, 2019 | 12 y | 1 |
| T••• E•••• K•••••• | Downers Grove, Il | Sep 20, 2019 | 13 y | 0 |
| A•••• W••••• N•••Certified Financial Planner | Sarasota, Fl | Oct 7, 2019 | 21 y | 2 |
| O•••• H••••• C•••• | Downers Grove, Il | Jan 14, 2020 | 28 y | 1 |
| J••• S• W••••Certified Financial Planner, Chartered Financial Analyst | Downers Grove, Il | Apr 21, 2020 | 31 y | 0 |
| J••• H••••• B••••••Certified Financial Planner | Downers Grove, Il | Apr 21, 2020 | 16 y | 1 |
| E••• S••• B••••••••Certified Financial Planner | Downers Grove, Il | Aug 7, 2020 | 10 y | 0 |
| J••••• M••••• K••••••••Certified Financial Planner | Downers Grove, Il | Nov 3, 2020 | 11 y | 0 |
| M••••• V••••••Certified Financial Planner, Chartered Financial Analyst | Downers Grove, Il | Dec 18, 2020 | 34 y | 4 |
| M••••• M•••• C••••••Certified Financial Planner | Downers Grove, Il | Feb 19, 2021 | 13 y | 1 |
| C•••• F•••••••Certified Financial Planner | Downers Grove, Il | Mar 24, 2021 | 11 y | 0 |
| M•••••• S•••••••Certified Financial Planner | Downers Grove, Il | Jan 3, 2022 | 13 y | 2 |
| K••• R••••• H••••••••Certified Financial Planner, Personal Financial Specialist | Downers Grove, Il | Mar 21, 2022 | 41 y | 6 |
| K•••• J• R•••Certified Financial Planner | Downers Grove, Il | May 4, 2022 | 10 y | 2 |
| R••••• W•••••• L•••••Certified Financial Planner | Downers Grove, Il | Dec 14, 2022 | 13 y | 0 |
| R••• S•••• S••••••Certified Financial Planner | Downers Grove, Il | Feb 1, 2024 | 13 y | 0 |
| S•••••• R•••••• G•••Certified Financial Planner | Downers Grove, Il | Feb 1, 2024 | 11 y | 0 |
| J•••• M• S•••••••Certified Financial Planner | Downers Grove, Il | May 15, 2024 | 12 y | 3 |
| A•••• J••••• A•••••••Certified Financial Planner | Bloomington, Mn | Aug 2, 2024 | 16 y | 1 |
| M•••••• T••••• B•••••Certified Financial Planner | Downers Grove, Il | Aug 5, 2024 | 11 y | 1 |
| C•••••• E••••• P•••••••Certified Financial Planner, Chartered Financial Analyst | Downers Grove, Il | Aug 21, 2024 | 13 y | 3 |
| A••• C••••• B•••• | Downers Grove, Il | Sep 3, 2024 | 19 y | 2 |
| N••••••• J•••• T••••••Certified Financial Planner | Downers Grove, Il | Jan 21, 2025 | 10 y | 0 |
| B•••••• O•••• S••••Certified Financial Planner | Downers Grove, Il | Jan 29, 2025 | 13 y | 0 |
| G•••••• S• V••••••Certified Financial Planner | Downers Grove, Il | Apr 4, 2025 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
- A••••• N••••• E•••• to M••••••Jul 3, 2024 · RIA to affiliated broker-dealer or bank
- A•••••• P•••••• J•••••• to E•••••• A••••••• G••••• L••Mar 11, 2024 · RIA to affiliated broker-dealer or bank
- N••••••• S•••• S•••• to S•••• • W••••Oct 12, 2023 · RIA to RIA
- R••• M• M•••• to H••••••• I••••••••• A••••••• L••Dec 23, 2021 · RIA to RIA
- J••••• M•••••• M•••••• to H••••••• D•••• W••••• M••••••••• L••Jan 14, 2020 · RIA to a state-registered adviser
- G••••••• S•••• B•••• to N••••••••• A•••• M••••••••• L••Jan 18, 2019 · RIA to RIA
- T••••• E••••• H•••• to S••••• F••••••••Oct 18, 2013 · Other
- W•••• M•••••• J•••• to W••••••• • C•Jan 22, 2007 · Other
Joined, latest
- A••• C••••• B•••• from N••••••• T•••• I••••••••• I•••••••••Sep 3, 2024 · Other
- C•••••• E••••• P••••••• from R••••••••• C•••••• M•••••••••Aug 21, 2024 · Affiliated broker-dealer or bank to independent RIA
- M•••••• T••••• B••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Aug 5, 2024 · Affiliated broker-dealer or bank to independent RIA
- A•••• J••••• A••••••• from A••••••••• F•••••••• S•••••••• L••Aug 2, 2024 · Affiliated broker-dealer or bank to independent RIA
- J•••• M• S••••••• from T•• A••••••• G••••• L••May 15, 2024 · RIA to RIA
- A•••••• P•••••• J•••••• from F••••• I•••••••••Aug 8, 2023 · RIA to RIA
- K•••• J• R••• from F•••• F•••••••• M••••••••• L•May 4, 2022 · RIA to RIA
- A••••• N••••• E•••• from P•••• S••••••••• L••Mar 22, 2022 · Affiliated broker-dealer or bank to independent RIA
- K••• R••••• H•••••••• from S•••••••• W••••• P•••••••Mar 21, 2022 · RIA to RIA
- M•••••• S••••••• from U••• B•••••• I••••••••• I•••Jan 3, 2022 · Other
- M••••• M•••• C•••••• from M•••••••• F•••••••• P•••••••••Feb 19, 2021 · RIA to RIA
- M••••• V•••••• from A••••••• F•••••••• A•••••••• L••Dec 18, 2020 · Affiliated broker-dealer or bank to independent RIA
- J••• H••••• B•••••• from M•••••••• F•••••••• P•••••••••Apr 21, 2020 · RIA to RIA
- O•••• H••••• C•••• from C•••••• S••••• • C••• I•••Jan 14, 2020 · Affiliated broker-dealer or bank to independent RIA
- A•••• W••••• N••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Oct 7, 2019 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• A•••• C••••• · Shareholder, Chief Operating Officer And Chief Compliance Officercontrolsince 01/2025 · owns less than 5%
- C••••• O••••• H••••• · Shareholder And Chief Client Solutions Officercontrolsince 01/2022 · owns less than 5%
- C•••••••• A••••••• D•••• · Shareholder And Chief Executive Officercontrolsince 07/2007 · owns 10% to 25%
- D•••••• J••••••• G•••• · Shareholder And Chief Compliance Officercontrolsince 01/2019 · owns less than 5%
- G•••••• W••••••• R••••• · Shareholder And Chief Investment Officercontrolsince 01/2017 · owns less than 5%
- G•••••• Y•••••• C••• · Shareholder, Co-Chief Operating Officer, Chief Marketing Officer, And Secretarycontrolsince 08/1998 · owns 5% to 10%
- J•••••••• D•••••• R••••• · Shareholder And Chief Technology Officercontrolsince 01/2018 · owns less than 5%
- K•••••• K•••• J••••• · Shareholder And Chief Talent Officercontrolsince 01/2023 · owns less than 5%
- O••••••• J••••• R••••• · Shareholder And Presidentcontrolsince 01/2015 · owns 10% to 25%
- S••••••• D•••• · Shareholder And Senior Director Of Talent Operationscontrolsince 08/2025 · owns less than 5%
- V•••••••• B••••• C••••••••• · Shareholdercontrolsince 01/2021 · owns 5% to 10%
- W•••••• W••••••• G••• · Shareholder And Co-Chief Investment Officercontrolsince 07/2007 · owns 10% to 25%
- D••••• W••••••• E••••• · Shareholdersince 01/2001 · owns 5% to 10%
- F••••• E•••• J••••••• · Shareholdersince 01/2022 · owns less than 5%
- G••••• M••••••• J•••• · Shareholdersince 01/2012 · owns 5% to 10%
- K••••••• T•••• E•••• · Shareholdersince 01/2023 · owns less than 5%
- L••••• J•••••• H••••• · Shareholdersince 01/2019 · owns 5% to 10%
- M•••••• D••••• S••• · Shareholdersince 01/2005 · owns 5% to 10%
- N•••• A••••• W••••• · Shareholdersince 01/2023 · owns less than 5%
- R•••••••• M•••••••• P•••• · Shareholdersince 01/2020 · owns 10% to 25%
- W••••• M••••••• A••••• · Shareholder, Vice President Of Finance, And Treasurersince 07/2007 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Downers Grove, Il · principal | 47 | 7 | 0 | ||
| Pewaukee, Wi | 4 | 1 | 0 | ||
| Bloomington, Mn | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Bloomington, MN1 employees
- Milwaukee, WI1 employees
- Sarasota, FL1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 23, 2026S••••••• D•••• (SHAREHOLDER AND SENIOR DIRECTOR OF TALENT OPERATIONS) appeared on Schedule A between the filings of 2024-09-25 and 2026-03-23peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 23, 2026G•••••• Y•••••• C••• (SHAREHOLDER, CO-CHIEF OPERATING OFFICER, CHIEF MARKETING OFFICER, AND SECRETARY) left Schedule A between the filings of 2024-09-25 and 2026-03-23peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 23, 2026W•••••• W••••••• G••• (SHAREHOLDER AND CO-CHIEF INVESTMENT OFFICER) left Schedule A between the filings of 2024-09-25 and 2026-03-23peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 23, 2026D•••••• J••••••• G•••• (SHAREHOLDER AND CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-09-25 and 2026-03-23peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 5,763 to 7,164Jan 23, 2026 to Mar 23, 2026
- Advisory employees · 64 to 66Jan 23, 2026 to Mar 23, 2026
- Charity clients · 0 to 2Jan 23, 2026 to Mar 23, 2026
- Corporate clients · 0 to 3Jan 23, 2026 to Mar 23, 2026
- HNW clients · 1,320 to 1,403Jan 23, 2026 to Mar 23, 2026
- Individual clients · 335 to 373Jan 23, 2026 to Mar 23, 2026
- Pension plan clients · 10 to 8Jan 23, 2026 to Mar 23, 2026
- Assets in custody · $2.8B to $3.6BJan 23, 2026 to Mar 23, 2026
- Employees · 96 to 103Jan 23, 2026 to Mar 23, 2026
- State-registered IARs · 41 to 48Jan 23, 2026 to Mar 23, 2026
- Discretionary RAUM · $6.1B to $7.2BJan 23, 2026 to Mar 23, 2026
- HNW RAUM · $6.2B to $7.3BJan 23, 2026 to Mar 23, 2026
- Individual RAUM · $154M to $214MJan 23, 2026 to Mar 23, 2026
- Non-discretionary RAUM · $237M to $326MJan 23, 2026 to Mar 23, 2026
- Pension RAUM · $1.1M to $1.2MJan 23, 2026 to Mar 23, 2026
- RAUM · $6.4B to $7.5BJan 23, 2026 to Mar 23, 2026
- Accounts · 5,079 to 5,763Jan 8, 2025 to Mar 19, 2025
- Advisory employees · 63 to 64Jan 8, 2025 to Mar 19, 2025
- HNW clients · 1,194 to 1,320Jan 8, 2025 to Mar 19, 2025
- Individual clients · 348 to 335Jan 8, 2025 to Mar 19, 2025
- Assets in custody · $2.5B to $2.8BJan 8, 2025 to Mar 19, 2025
- Employees · 63 to 96Jan 8, 2025 to Mar 19, 2025
- Financial planning clients · More than 500 to More than 500Jan 8, 2025 to Mar 19, 2025
- State-registered IARs · 37 to 41Jan 8, 2025 to Mar 19, 2025
- Discretionary RAUM · $5.2B to $6.1BJan 8, 2025 to Mar 19, 2025
- HNW RAUM · $5.3B to $6.2BJan 8, 2025 to Mar 19, 2025
- Individual RAUM · $141M to $154MJan 8, 2025 to Mar 19, 2025
- Non-discretionary RAUM · $205M to $237MJan 8, 2025 to Mar 19, 2025
- Pension RAUM · $4.2M to $1.1MJan 8, 2025 to Mar 19, 2025
- RAUM · $5.4B to $6.4BJan 8, 2025 to Mar 19, 2025
- Accounts · 4,560 to 5,079Feb 6, 2024 to Mar 6, 2024
- Advisory employees · 64 to 63Feb 6, 2024 to Mar 6, 2024
- HNW clients · 1,105 to 1,194Feb 6, 2024 to Mar 6, 2024
- Individual clients · 340 to 348Feb 6, 2024 to Mar 6, 2024
- Pension plan clients · 9 to 10Feb 6, 2024 to Mar 6, 2024
- Assets in custody · $2.2B to $2.5BFeb 6, 2024 to Mar 6, 2024
- Employees · 64 to 63Feb 6, 2024 to Mar 6, 2024
- State-registered IARs · 38 to 37Feb 6, 2024 to Mar 6, 2024
- Discretionary RAUM · $4.3B to $5.2BFeb 6, 2024 to Mar 6, 2024
- HNW RAUM · $4.4B to $5.3BFeb 6, 2024 to Mar 6, 2024
Signals
6 dated events
- Currie Adam Boyer (Co-Chief Operating Officer And Director Of Compliance) appeared on Schedule A of J•• F•••••••• G•••• L••Sep 25, 2024 · Control person joined · fact
- A••••• N••••• E•••• left J•• F•••••••• G•••• L•• for Mariner (registered 2024-07-12)Jul 3, 2024 · Advisor changed firm · fact
- A•••••• P•••••• J•••••• left J•• F•••••••• G•••• L•• for E•••••• A••••••• G••••• L•• (registered 2024-07-08)Mar 11, 2024 · Advisor changed firm · fact
- N••••••• S•••• S•••• left J•• F•••••••• G•••• L•• for S•••• • W•••• (registered 2024-02-06)Oct 12, 2023 · Advisor changed firm · fact
- Philip Steven Medwed (Shareholder, Treasurer, And Chief Financial Officer) no longer on Schedule A of J•• F•••••••• G•••• L•• (listed 2022-10-31, absent 2023-01-05)Jan 5, 2023 · Control person left · inference
- Glenn Jeffrey Dohner (Shareholder And Chief Compliance Officer) appeared on Schedule A of J•• F•••••••• G•••• L••Jan 15, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 262-506-6501reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 630-571-5252reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 813-530-4618reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- JMGFINANCIAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 630-571-5252reportedpublic record, Form ADV, Mar 23, 2026
- Contact form
- jmgfinancial.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- jmgfinancial.com/our-team/principals-advisorsreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $156Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026