DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Palomar Advisors Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ivan Russell Thornberry | Creativeone Securities, LLC BD affiliated | Palomar Advisors Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2019 | Jan 2, 2019 |
| Mark Paul De Guzman Juloya | Ameritas Advisory Services other | Palomar Advisors Inc. mixed wealth | Other | Dec 27, 2016 | Feb 15, 2017 (50 d) |
| John Paul Fountain | Ameritas Advisory Services other | Palomar Advisors Inc. mixed wealth | Other | Nov 30, 2016 | Jan 15, 2020 (1141 d) |
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3 moves match.