DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Copper Leaf Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ashlee Solarczyk | Schwab Wealth Advisory, Inc. no RAUM | Copper Leaf Financial, LLC independent RIA | Other | Aug 2, 2023 | Sep 21, 2023 (50 d) |
| Breanna Sykes | Cetera Advisors LLC BD affiliated | Copper Leaf Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2020 | Aug 31, 2020 |
| John Wentling Davis | Cambridge Investment Research Advisors, Inc. other | Copper Leaf Financial, LLC independent RIA | Other | Jan 10, 2017 | Jan 6, 2017 |
| Bret Lyn Hodgdon | Cambridge Investment Research Advisors, Inc. other | Copper Leaf Financial, LLC independent RIA | Other | Jan 9, 2017 | Dec 27, 2016 |
Page 1 of 1
4 moves match.