DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Oasis Wealth Planning Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Karissa Ann MclarenSavvy independent RIAOasis Wealth Planning Advisors independent RIARIA to RIAMar 16, 2026Mar 5, 2026
Malgorzata GuziakThrive Capital Management, LLC independent RIAOasis Wealth Planning Advisors independent RIARIA to RIAJan 8, 2026Jan 21, 2026
Gregory Curtis EllmsCopper Beech Wealth Management state registeredOasis Wealth Planning Advisors independent RIAOtherFeb 10, 2025May 7, 2025 (86 d)
Brandon James SeibelVanguard Advisers, Inc. BD affiliatedOasis Wealth Planning Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 17, 2024Aug 12, 2024
Melner Robert BondEnvision Wealth Planning otherOasis Wealth Planning Advisors independent RIAOtherApr 10, 2017Apr 2, 2020 (1088 d)
Stephen Wood MartinFifth Third Securities, Inc. otherOasis Wealth Planning Advisors independent RIAOtherMay 16, 2016Feb 11, 2020 (1366 d)
Page 1 of 1
6 moves match.