DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Certior Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Anthony BarbosaDiversified, LLC independent RIACertior Financial Group, LLC independent RIARIA to RIASep 17, 2026Sep 16, 2026
Simon F CrewCreative Capital Wealth Management Group state registeredCertior Financial Group, LLC independent RIAOtherAug 22, 2025Aug 5, 2025
Kristen VoigtsbergerDriveadvisory, LLC no RAUMCertior Financial Group, LLC independent RIAOtherApr 25, 2023Oct 4, 2023 (162 d)
Gregory Carl DrozdowPruco Securities, LLC BD affiliatedCertior Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 28, 2021Feb 2, 2021
Elizabeth Miriam Katrina ShamirVoya Financial Advisors, Inc. otherCertior Financial Group, LLC otherOtherJun 15, 2017Jun 20, 2017
Adam Scott PeltzmanVoya Financial Advisors, Inc. otherCertior Financial Group, LLC otherOtherJun 15, 2017Jun 20, 2017
Avi No Middle Name KantorVoya Financial Advisors, Inc. otherCertior Financial Group, LLC no RAUMOtherOct 31, 2016Nov 2, 2016
Gary Phillip GallagherVoya Financial Advisors, Inc. otherCertior Financial Group, LLC no RAUMOtherOct 31, 2016Nov 1, 2016
Patrick Kristofor HansenVoya Financial Advisors, Inc. otherCertior Financial Group, LLC no RAUMOtherOct 31, 2016Nov 1, 2016
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9 moves match.