DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Buckley Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kristina Maria Paget | Mcclarren Financial Advisors independent RIA | Buckley Wealth independent RIA | RIA to RIA | Jul 13, 2021 | Aug 2, 2021 |
| Lori Lynn Chittenden | Morgan Stanley wirehouse | Buckley Wealth no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Feb 23, 2017 | Feb 28, 2017 |
| Brian Joseph Buckley | Morgan Stanley wirehouse | Buckley Wealth no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Feb 23, 2017 | Feb 17, 2017 |
| John Michael Buckley | Morgan Stanley wirehouse | Buckley Wealth independent RIA | Wirehouse to independent RIA | Aug 11, 2016 | Jul 26, 2025 (3271 d) |
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4 moves match.